Regulatory Reviews for WealthEmpower wealth managers to prioritize, manage, and comply with regulations.
Regulatory Reviews for Wealth enables wealth managers to comply with evolving regulations while embracing innovation.
Holistic Regulatory Reviews
Empower Compliance Experts
The Regulatory Reviews for Wealth OfferingCombine Regulatory Reviews for Wealth's business components with best-in-class services and dedicated workshops to design your perfect solution.
Case OrchestratorAssign tasks while indicating priorities, ownership, deadlines, and milestones.
Review DesignerA set of rules combining predefined criteria to rank reviews and prioritize tasks.
Review CockpitDashboard that provides a holistic overview of client relationships and context.
Background SearchInterface that creates and manages integrations with third-party background checking systems.
Client ProfilerRules engine that ensures clients are fully profiled and updated through KYC, FATCA, and CRS questionnaires without having to rekey data.
Household Tree & Role ManagerView clients' personal situation and relationships to identify complex and risky structures.
The Regulatory Reviews for Wealth ExperienceOrchestrate data-driven compliance with a comprehensive overview. Reviews are managed throughout the client lifecycle to comply with regulations and support compliance expertise.
Regulatory Reviews for Wealth in Action
Case OrchestratorCompliance experts can orchestrate all tasks within a review, including assigning users, creating approval paths, and executing SLAs.
Review CockpitThe overview dashboard aggregates meaningful data, such as profile, ownership, family tree, documents, and related tasks.
Household TreeCompliance experts benefit from a better understanding of complex and risky structures, including personal and professional relationships.
Our PartnersLeverage our network of leading digital system integrators and maximize your solutions.
Appway... is equipped with the latest regulatory standards. That made us believe that they can help through all of the regulations, especially on AML.Senior Executive at BOC International