Regulatory Reviews for Wealth

Empower wealth managers to prioritize, manage, and comply with regulations.
Regulatory Reviews for Wealth enables wealth managers to comply with evolving regulations while embracing innovation.

Data-driven
Orchestration

Holistic Regulatory
Reviews

Manage
Complexity

Empower Compliance
Experts

The Regulatory Reviews for Wealth Offering

Combine Regulatory Reviews for Wealth's business components with best-in-class services and dedicated workshops to design your perfect solution.

Case Orchestrator

Assign tasks while indicating priorities, ownership, deadlines, and milestones.

Review Designer

A set of rules combining predefined criteria to rank reviews and prioritize tasks.

Review Cockpit

Dashboard that provides a holistic overview of client relationships and context.

Background Search

Interface that creates and manages integrations with third-party background checking systems.

Client Profiler

Rules engine that ensures clients are fully profiled and updated through KYC, FATCA, and CRS questionnaires without having to rekey data.

Household Tree & Role Manager

View clients' personal situation and relationships to identify complex and risky structures.

The Regulatory Reviews for Wealth Experience

Orchestrate data-driven compliance with a comprehensive overview. Reviews are managed throughout the client lifecycle to comply with regulations and support compliance expertise.

Prepare

Run

Regulatory Reviews for Wealth in Action

Case Orchestrator

Compliance experts can orchestrate all tasks within a review, including assigning users, creating approval paths, and executing SLAs.

Review Cockpit

The overview dashboard aggregates meaningful data, such as profile, ownership, family tree, documents, and related tasks.

Household Tree

Compliance experts benefit from a better understanding of complex and risky structures, including personal and professional relationships.

Our Partners

Leverage our network of leading digital system integrators and maximize your solutions.

Regulatory Reviews for Wealth: embrace compliance by design

Contact Our Experts